Financial Institutions

PERKAUS & FARLEY HAS REPRESENTED FINANCIAL INSTITUTIONS IN

• Providing regulatory guidance to directors and officers
• Evaluating and analyzing financial reports and compliance matters

National Association of Securities Dealers (NASD)/ Securities & Exchange Commission

• Represented investment broker-dealers in disputes before state and federal regulators

Mergers & Acquisitions

• Represented buyers and sellers of companies in multi-million dollar transactions in broad array of ventures, ranging from manufacturing to investment broker-dealers